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Regulatory Reporting | CFTC | Part 150

There are two parts of Title 17 which relate to position limits: Part 150 (Limits on Positions) and Part 151 (Position Limits for Futures and Swaps). This page is about the former; for details of the latter see the dedicated Part 151 page.

History / Background

Part 150 has been around for a while, having first been published in the Federal Register on 20 October 1987 (see 52 FR 38923). It has been updated several times since then:

Reference Date Section(s) Impacted
52 FR 3892328 October 1987(original regulation)
53 FR 4157124 October 1988§150.1 (amended) and §150.3 (added/replaced?)
56 FR 143159 April 1991§150.1 (amended) and §150.3 (amended)
57 FR 4449228 September 1992§150.1 (amended) and §150.3 (amended)
58 FR 179817 April 1993§150.1 (amended)
58 FR 179827 April 1993§150.3 (amended)
59 FR 55287 February 1993§150.6 (amended)
60 FR 3819325 July 1995§150.3 (amended)
64 FR 240465 May 1999§150.1 (amended)
64 FR 240485 May 1999§150.5 (new/added)
67 FR 623537 October 2002§150.3 (amended)
76 FR 71684*18 November 2011§150.2 (replaced)
81 FR 9148916 December 2016§150.1 (amended) and §150.3 (amended)
81 FR 9149016 December 2016§150.4 (replaced)
82 FR 2877026 June 2017§150.3 (amended) and §150.4 (amended)
83 FR 799723 February 2018§150.3 (amended) and §150.5 (amended)